• Implementation and drafting of policies and procedures to ensure the financial institution's compliance with the legal and regulatory provisions affecting its activity, particularly with regard to the fight against money laundering and the financing of terrorism (AML/CFT)
  • Raising awareness, training and advising management as well as all employees on any AML/CFT related developments, issues or problems
  • Analysis of the files for entering into business relations with clients and participation in the acceptance committee
  • Monitoring/analysis of product compliance and contractual documentation with the national and international legal framework
  • Management of IT alerts for suspicious activities, transactions and clients and escalation to the Financial Intelligence Unit if necessary
  • Legal monitoring at national and international level
  • Cooperation/collaboration with the Commission de surveillance du secteur financier (CSSF) and the Financial Intelligence Unit
  • Coordination with the various business lines of the financial institution for the establishment and dissemination of guidelines related in particular to AML/CFT


  • Ethical and transparent behaviour
  • Ability to analyse and synthesise
  • Tenacity and perspicacity
  • Proactivity, independence and ability to react quickly and transversally with the different departments/professionals of the company
  • Good knowledge of the banking business and its technical environments
  • A good command of the English language


  • Higher education in law, finance or audit (Master 2 or equivalent)
  • First experience in the banking/audit banking/auditing environment desirable

A dedicated training programme

The House of Training offers a dedicated programme:

Compliance - Fundamentals

  • Duration: 8 hours
  • Modality: distance learning
  • Language: English


Compliance - Master Class

  • Duration: 18 hours
  • Modality: face-to-face
  • Language: English


Explore career opportunities in finance

The information contained here comes from the guide Etudes & Métiers on banking and finance, produced jointly by the ABBL and the Centre de Documentation et d'Information sur l'Enseignement Supérieur (CEDIES). Discover the description of the profiles sought in the finance sector, as well as the training courses available to you.